1
|
NAME OF REPORTING PERSON
NORMAN H. PESSIN
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
2,240,484
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
2,240,484
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,240,484
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.9%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
SANDRA F. PESSIN
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
5,696,079*
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
5,696,079*
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,696,079*
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
18.0%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
BRIAN L. PESSIN
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) o
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
1,989,651*
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
1,989,651*
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,989,651*
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.6%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
1
|
NAME OF REPORTING PERSON
DIANA S. PESSIN
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ox
(b) o
|
|
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
AF, OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
¨
|
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
57,200
|
|
8
|
SHARED VOTING POWER
- 0 -
|
||
9
|
SOLE DISPOSITIVE POWER
57,200
|
||
10
|
SHARED DISPOSITIVE POWER
- 0 -
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
57,200
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o
|
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
Item 2.
|
Identity and Background.
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
|
Item 3 is hereby amended and restated to read as follows:
|
Item 4.
|
Purpose of Transaction.
|
Item 5.
|
Interest in Securities of the Issuer.
|
|
Items 5(a) – (c) are hereby amended and restated to read as follows:
|
|
A.
|
Norman H. Pessin
|
|
(a)
|
As of the close of business on October 5, 2016, Norman H. Pessin beneficially owned 2,240,484 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 2,240,484
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 2,240,484
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
Norman H. Pessin has not entered into any transactions in the Shares during the past sixty days.
|
|
B.
|
Sandra F. Pessin
|
|
(a)
|
As of the close of business on October 5, 2016, Sandra F. Pessin beneficially owned 5,696,079 Shares, which includes 3,529,412 Shares expected to be acquired by Sandra F. Pessin within 60 days of this Amendment No. 3.
|
|
(b)
|
1. Sole power to vote or direct vote: 5,696,079*
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 5,696,079*
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
Sandra F. Pessin has not entered into any transactions in the Shares during the past sixty days, except as disclosed in Items 4 and 6 hereto.
|
|
C.
|
Brian L. Pessin
|
|
(b)
|
As of the close of business on October 5, 2016, Brian L. Pessin beneficially owned 1,989,651 Shares, which includes 882,353 Shares expected to be acquired by Brian L. Pessin within 60 days of this Amendment No. 3, 73,458 Shares which are held in trust for the benefit of his children, which trust Brian L. Pessin controls, and 94,300 Shares which are controlled by Brian L. Pessin but held for the benefit of his minor children.
|
|
(b)
|
1. Sole power to vote or direct vote: 1,989,651**
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 1,989,651**
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
Brian L. Pessin has not entered into any transactions in the Shares during the past sixty days, except as disclosed in Items 4 and 6 hereto.
|
|
D.
|
Diana S. Pessin
|
|
(b)
|
As of the close of business on October 5, 2016, Diana S. Pessin beneficially owned 57,200 Shares.
|
|
(b)
|
1. Sole power to vote or direct vote: 57,200
|
|
2. Shared power to vote or direct vote: 0
|
|
3. Sole power to dispose or direct the disposition: 57,200
|
|
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
Diana S. Pessin has not entered into any transactions in the Shares during the past sixty days.
|
Item 6.
|
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer.
|
Item 7.
|
Material to be Filed as Exhibits.
|
|
99.1
|
Securities Purchase Agreement, dated October 4, 2016, by and among ICTV Brands Inc., LeoGroup Private Debt Facility, L.P., Sandra F. Pessin and Brian L. Pessin (incorporated by reference as Exhibit 10.5 from the Issuer’s Current Report on Form 8-K filed with the SEC on October 5, 2016).
|
|
99.2
|
Escrow Agreement, dated October 4, 2016, by and among ICTV Brands Inc., ICTV Holdings, Inc., PhotoMedex, Inc., Radiancy, Inc., PhotoTherapeutics Ltd., Radiancy (Israel) Limited, LeoGroup Private Debt Facility, L.P., Sandra F. Pessin, Brian L. Pessin and Bevilacqua PLLC (incorporated by reference as Exhibit 10.2 from the Issuer’s Current Report on Form 8-K filed with the SEC on October 5, 2016).
|
|
99.3
|
Joint Filing Agreement, dated October 6, 2016, by and between Norman H. Pessin, Sandra F. Pessin, Brian L. Pessin and Diana S. Pessin.
|
/s/ Norman H. Pessin
|
|
Norman H. Pessin
|
/s/ Sandra F. Pessin
|
|
Sandra F. Pessin
|
/s/ Brian L. Pessin
|
|
Brian L. Pessin
|
/s/ Diana S. Pessin
|
|
Diana S. Pessin
|
/s/ Norman H. Pessin
|
|
Norman H. Pessin
|
/s/ Sandra F. Pessin
|
|
Sandra F. Pessin
|
/s/ Brian L. Pessin
|
|
Brian L. Pessin
|
/s/ Diana S. Pessin
|
|
Diana S. Pessin
|